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TR1 Holding(s) in Company 2017 (7)

/EINPresswire.com/ -- SALEM, NH--(Marketwired - Sep 21, 2017) - ProPhotonix Limited (OTC PINK: STKR) (AIM: PPIX)

TR-1: Standard form for notification of major holdings

  NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
  1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:   PROPHOTONIX LIMITED
  1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
  Non-UK issuer   X
  2. Reason for the notification (please mark the appropriate box or boxes with an "X")
  An acquisition or disposal of voting rights   X
  An acquisition or disposal of financial instruments  
  An event changing the breakdown of voting rights  
  Other (please specify)iii:  
  3. Details of person subject to the notification obligationiv
  Name   CANACCORD GENUITY GROUP INC
  City and country of registered office (if applicable)   VANCOUVER, CANADA
  4. Full name of shareholder(s) (if different from 3.)v
  Name   DISCRETIONARY CLIENTS
  City and country of registered office (if applicable)  
  5. Date on which the threshold was crossed or reachedvi:   18 SEPTEMBER 2017
  6. Date on which issuer notified (DD/MM/YYYY):   20 SEPTEMBER 2017
  7. Total positions of person(s) subject to the notification obligation
    % of voting rights attached to shares (total of 8. A)   % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
  Total of both in % (8.A + 8.B)   Total number of voting rights of issuervii
  Resulting situation on the date on which threshold was crossed or reached   5.4979%   N/A   5.4979%   90,825,402
  Position of previous notification (if
applicable)
  N/A   N/A   N/A  
             
  8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
  A: Voting rights attached to shares
  Class/type of
shares
ISIN code (if possible)
  Number of voting rightsix   % of voting rights
  Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
  Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
  Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
  Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
  USU743121142     4,993,492     5.4979%
         
         
  SUBTOTAL 8. A   4,993,492   5.4979%
 
  B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
  Type of financial instrument   Expiration
date
x
  Exercise/
Conversion Period
xi
  Number of voting rights that may be acquired if the instrument is
exercised/converted.
  % of voting rights
         
         
         
      SUBTOTAL 8. B 1    
 
  B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
  Type of financial instrument   Expiration
date
x
  Exercise/
Conversion Period
xi
  Physical or cash
settlement
xii
  Number of voting rights   % of voting rights
           
           
           
        SUBTOTAL 8.B.2    
       
  9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
  Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii  
  Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
  X
  Namexv   % of voting rights if it equals or is higher than the notifiable threshold   % of voting rights through financial instruments if it equals or is higher than the notifiable threshold   Total of both if it equals or is higher than the notifiable threshold
  Canaccord Genuity Group Inc.   5.4979%     5.4979%
       
  Canaccord Genuity Wealth Group Holdings Limited   5.4979%     5.4979%
  Canaccord Genuity Wealth Group Holdings (Jersey) Limited   5.4979%     5.4979%
       
  Hargreave Hale Limited   5.4979%     5.4979%
  [1] Each company set out in this table is ultimately owned by Canaccord Genuity Group Inc.
  10. In case of proxy voting, please identify:
  Name of the proxy holder  
  The number and % of voting rights held  
  The date until which the voting rights will be held  
 
  11. Additional informationxvi
  This disclosable event is as a result of the acquisition of Hargreave Hale Limited by Canaccord Genuity Group Inc., through its wholly-owned subsidiary Canaccord Genuity Wealth Group Holdings (Jersey) Limited.
                             
Place of completion London
Date of completion 21 September 2017

Contacts:
RNS
Customer Services
0044-207797-4400
rns@londonstockexchange.com
http://www.rns.com

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